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Senior Compliance Manager

Sydney, Australia · Full Time

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About the role

This Sydney-based role reports to the Chief Risk Officer and leads our Australian compliance function. You'll be the regulator's first call, the Board's trusted voice on compliance, and a key partner to a fast-growing business.

What you’ll do

  • Ensuring ongoing compliance with all applicable regulatory requirements, including our AFSL conditions and DDO obligations

  • Provide guidance to the business on the upcoming DAP/TCP regulations for Virtual Asset Service Providers

  • Acting as AML/CTF Compliance Officer, owning the AML/CTF Program and ML/TF Risk Assessment

  • Overseeing transaction monitoring, Travel Rule and EDD, and making the final call on escalations and SMRs

  • Owning the compliance framework, including developing, implementing, and maintaining compliance policies, procedures, and controls to ensure adherence with regulations

  • Managing complaints, incidents, breaches and remediation, working with the Assurance Manager on control testing outcomes

  • Preparing regular risk and compliance updates for the Risk Committee and Board

  • Acting as primary contact for AUSTRAC, ASIC and OAIC, and signing off regulatory filings

  • Approving token listings, new products and marketing, and overseeing product governance and leveraged trading monitoring

  • Oversee the development and delivery of mandatory training across the business

  • Partnering with senior leaders on growth and expansion plans, so risk is managed from the start

  • Leading and developing your direct reports

  • Working with the Singapore Risk & Compliance team to align group standards

About you

  • 8+ years' compliance experience in Australian financial services, ideally in an accountable role such as AML/CTF Compliance Officer or Head of Compliance

  • Commercially-minded, with a proven ability to deliver pragmatic and practical advice to Senior management and product teams

  • Deep, practical knowledge of the AML/CTF and AFS licensing regimes (including DDO) and the Privacy Act

  • Direct experience dealing with regulators such as AUSTRAC and ASIC, ideally including a licence application or regulatory review

  • Experience leading and developing a team

  • Sound judgement, clear writing and the confidence to challenge senior stakeholders

  • A tertiary qualification in Law, Commerce, Finance or a related field; GIA or CAMS is a plus

  • Crypto experience is a plus but not essential. A genuine interest in the space is

What we offer

  • Competitive salary and commission structure

  • A challenging and rewarding role in a dynamic industry

  • A winning, fun, hard-working team

  • Ongoing learning and support

  • Great career development opportunities in a growing company


Apply now